Compliance Analyst Jobs in Across India at Invesco Asset Management (India) Private Limited

Last Updated: Jan 16, 2022 05:00 IST


Company Name
Invesco Asset Management (India) Private Limited
Job title
Compliance Analyst
2-4 Years
Not Mentioned

Job Profile

This position would be part of Center of Excellence (CoE) for Investment Compliance and provide necessary assistance to Global Investment Compliance (IC) function from Hyderabad office. Primary role would be to support Post Trade (Batch) Compliance in accordance with relevant regulations (like: UCITS Rules, US 1940 Act, FCA rules, COLL, MPF, etc.) and fund specific investment restrictions as contained in prospectus or investment management agreement. This role requires applicable IC related skills (experience in rule coding, rule testing, pre and/or post trade monitoring and allied reporting) to be effective.

  • Address day to day compliance alerts/warnings in batch monitoring related to trading strategies and the application of technology related or manual controls created and applied during this process

  • Perform daily review of portfolio transactions and monitor compliance investment restrictions as they apply to positions and transactions, identifying breaches and following up with respective teams (i.e. Regional Compliance, Portfolio Manager, etc.) to ensure rectification

  • Prepare documentation to support reviews conducted and to substantiate/demonstrate adequate processes/controls to meet applicable regulatory requirements

  • Maintaining the Compliance Block facility, ensuring that the necessary systems are updated to reflect the current blocks position

  • Assist in resolving queries from regional compliance team and Front Office on compliance matters

  • Assist with ongoing review of relevant processes and procedures to ensure best practice

  • Prepare/support Analytics for Investment Compliance function to Executive Compliance Leadership

  • Conduct forensic, periodic, and transactional testing to ensure compliance of the investment manager, with all applicable state, federal and self-regulatory agency requirements

  • Interact with members of regional compliance teams to assess, document, monitor, report, develop, coordinate, and implement various compliance monitoring activities, ongoing testing and related controls

  • Assist in Compliance related projects and responsibilities

  • Effectively find solutions to compliance issues as they arise


  • There are multiple positions open at the moment hence work timing would be communicated during interview process.


  • Work experience of 2-4 years required including relevant work experience with an investment advisor or mutual fund group in Compliance or regulatory environment. Hands on rule coding experience would be given preference.

  • Knowledge of and experience with Equity Products required, including UCITS Funds, Institutional, ETFs and U.S. Retail Mutual Funds. Knowledge of securities regulation as it relates to operations within advisor compliance programs is required.

  • Experience with regulatory environments such as UCITS, SFC, FCA, SEC, and ERISA would be an added advantage.


  • Good written and verbal communication skills

  • Good interpersonal and strong analytical skills

  • Strong attention to detail

  • Shall be a good team player

  • Shall be open to work flexible hours

  • Proficiency on MS Office suite of applications

  • Familiarity with trading systems and compliance components such as Charles River, Aladdin, Bloomberg or LZ Sentinel would be given preference


  • B. Com / M. Com / MBA /CA /CS / Degree in Commerce/Finance


  • Work may be performed flexibly at home or in the office under an agreed upon Hybrid working arrangement.

Apply to More than 1000+ new jobs in your city


Key skills
Compliance Analyst
Banking/ Accounting/ Financial Services
JOB PURPOSE (JOB SUMMARY): This position would be part of Center of Excellence (CoE) for Investment Compliance and provide necessary assistance to Global Investment Compliance (IC) function from Hyderabad office. Primary role would be to support Post
Last Date

Alert : FreshersLIVE Employees will not call any candidates towards Job Offer or Job assistance. FreshersLIVE will never charge any candidates for Jobs. Please be aware of fraudulent calls or emails. Please write to [email protected] for any assistance.
Disclaimer: This Job is auto-published from MonsterIndia. For any issues with above Job Posting, please contact MonsterIndia

Apply Various Job Roles on

Job Role Apply Link
Other Roles Other Roles Jobs 2022 (55065 Vacancies)
Anganwadi Worker Anganwadi Worker Jobs 2022 (50088 Vacancies)
Teacher Teacher Jobs 2022 (49834 Vacancies)
Software Software Jobs 2022 (47949 Vacancies)
Programmer Programmer Jobs 2022 (42642 Vacancies)
Trainee Trainee Jobs 2022 (30755 Vacancies)
Assistant Assistant Jobs 2022 (17877 Vacancies)
Designer Designer Jobs 2022 (13454 Vacancies)
Application Engineer Application Engineer Jobs 2022 (12826 Vacancies)
Constable Constable Jobs 2022 (12451 Vacancies)
Accountant Accountant Jobs 2022 (9891 Vacancies)
Sub Inspector Sub Inspector Jobs 2022 (9549 Vacancies)
Trained Graduate Teacher Trained Graduate Teacher Jobs 2022 (9053 Vacancies)
Customer Service Executive Customer Service Executive Jobs 2022 (7561 Vacancies)
Medical Officer Medical Officer Jobs 2022 (6533 Vacancies)
Gramin Dak Sevak Gramin Dak Sevak Jobs 2022 (4368 Vacancies)
Master Master Jobs 2022 (4299 Vacancies)
Team Leader Team Leader Jobs 2022 (4075 Vacancies)
Engineer Engineer Jobs 2022 (3061 Vacancies)
Sales Sales Jobs 2022 (2987 Vacancies)
View More Jobs By Role (1 lakh + vacancies) has taken maximum steps to ensure that the job posting is genuine. This Job posting was made by the company/recruiter directly and exclusively on If the recruiter is charging any Fees from the job seekers, please write to us at [email protected] / [email protected].