Michael Page Jobs 2022 Apply Online Head Compliance - Leading Credit Rating Company vacancy Jobs in New Delhi - News

Michael Page Jobs 2022 Apply Online Head Compliance - Leading Credit Rating Company vacancy Jobs in New Delhi was updated on 26th August 2022​, Candidates can apply online @fresherslive.com

Last Updated: Aug 26, 2022 05:10 AM | FL Admin

Michael Page Jobs 2022 Apply Online Head Compliance - Leading Credit Rating Company  vacancy Jobs in New Delhi - News
Head Compliance - Leading Credit Rating Company Job Vacancy in New Delhi apply Michael Page Jobs 2022

Michael Page Careers 2022 Notification Overview

JOB DETAILS

Company Name
Michael Page
Job title
Head Compliance - Leading Credit Rating Company
Role
Education
Experience
10-13 Years
Salary
Not Mentioned

Job Profile



  • Compliance role with leading rating company
  • Dealing with RBI and SEBI as regulators is a must

Job Description

Reporting to the SVP Compliance you will be responsible for-

  • Implementing the compliance program in an effective manner which will facilitate detecting, preventing and responding to non- compliance.
  • The individual will support the Compliance team in responding to regulatory requests, including preparing internally for regulatory exams, supporting document requests, supporting the firm's securities training program, developing and reviewing policies and procedures, creating and providing training to staff, conducting internal investigations and working with staff to provide compliance support.
  • The individual will also have direct responsibility for overseeing various surveillance activity, including coordinating the implementation of policies and procedures relating to the Company's obligations relating to Anti-Money Laundering surveillance
  • Assist in preparation of periodic compliance reports and providing business guidance on compliance matters
  • Conducting risk assessments and Implementing and administering regulatory requirements by way of reviewing Operational Policies and Procedures
  • Active engagement with regulators like SEBI and RBI is a must for the role along with providing onsite support for all regulatory reviews and examinations.
  • Performing compliance reviews / monitoring and preparing compliance reports for senior management and Board / Board committees based on regulatory / internal audit / management reviews.
  • Assisting in investigating and responding to complaints or matters of potential violations of regulation or compliance policies and procedures.

The Successful Applicant

CA / CS with minimum 10+ years work experience of compliance experience at mid-level with reputed organizations in BFSI sectors.

Experience in handling Internal Auditors and Regulatory Audits

Experience of engaging with regulatory authorities - SEBI & RBI

Ability to comprehend and analyze business processes, workflows and software as appropriate.

Candidates who have dealt with SEBI and RBI as regulators from the financial services domain only need to apply.
What's on Offer

Growth Opportunity with a leading rating agency set up.

Apply to More than 1000+ new jobs in your city

OTHER DETAILS

Key skills
Head Compliance - Leading Credit Rating Company
Industry
Other
Summary
* Compliance role with leading rating company * Dealing with RBI and SEBI as regulators is a must Job Description Reporting to the SVP Compliance you will be responsible for- * Implementing the compliance program in an effective manner wh
Last Date
2022-10-04

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